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NSC CARGO SECUREMENT STANDARD

Cargo Securement Standards Harmonization Committee Meeting - September 27, 1997

Ramada Renaissance Hotel
Denver, Colorado

RECORD OF DECISIONS

In Attendance:

CVSA - R. Fiste - Co-Chair, CCMTA - L. Pelletier - Co-Chair, CCMTA - S. McAlister - Secretary, Alberta Transportation and Utilities - S. Callahan, Alcan/Aluminum Association - B. Moore, Allegheny Industrial - M. Johnson, Allegheny Industrial - S. Gallant, American Concrete Pipe Association - C. Malloy, American Concrete Pipe Association - M. Workman, American Trucking Associations - L. Strawhorn, Ancra Canada Ltd - N. Reader, Assn of American Railways - H. Grosso, Assn of American Railways - J. Blackman, California Highway Patrol - M. Padilla, Canacar - F. Arenan, Caristrap International - L. Karass, CCMTA Secretariat (Secretary Drafting Group) - J. Pearson, Colorado State Patrol - D. Taullie, Columbus McKinnon Corp - R. Reynolds, Columbus McKinnon Corp - T. Lowery, Cretex Co. Inc - J. Nystrom, Cretex Co. Inc - S. McCloskey, Federal Highway Administration - N. Thomas, Federal Highway Administration - L. Minor, Federal Highway Administration - M. Schmidt, Great West Casualty - J. Barber, Idaho State Police - B. Branson, ITW Cargo Safe-Shippers Paper Products - T. Martin, Kinedyne Corp. - J. Takacs, MacKinnon Transport Ltd - E. MacKinnon, Massachusetts State Police - P. Sullivan, Michigan Truck Safety Commission - D. Willcutt, New Brunswick Solictor General - B. Doyle, Nicholson Track Tight - G. Nicholson, Ohio State Highway Patrol - L. Woolum, Ohio State Highway Patrol - J. Feddern, Ohio Trucking Association - L. Davis, Ontario Ministry of Transportation (Chairman Drafting Group) - R. Covello, Ontario Ministry of Transportation - J. Billing, Owner Operator Independent Drivers Association - R. Craig, Prince Edward Island - G. Beaton, Safety And Health I&E - T. Pogue, Saskatchewan Hwys & Transportation - P. Hurst, Shippers Paper Products - J. Howlett Jr, Specialized Carriers and Riggers Association - B. Rieck, Texas Transportation Institute - J. Montufar, The Crosby Group - C. Lucas, Transport Canada - J. Neufeld, Transports Quebec - J. Couture, Transports Quebec - G. Desrosiers, University of Manitoba - A. Clayton, Wabash National/TTMA - K. Carr, WASTEC - J. Legler.

1. Introduction and Welcome

Mr. Fiste welcomed participants to Denver for the fifth meeting of the Committee. As President of CVSA and host of the CVSA Annual Meeting, Mr. Phil Vasquez also welcomed delegates to Colorado, and expressed support for the important work being done by the group.

A general round of introductions was made.

Mr. Fiste provided a brief overview of the project, noting that this effort had been launched as a partnership between government and industry in pursuit of a new, uniform performance based standard. He noted that the small drafting group working on behalf of the committee had produced Draft 5 of the standard for discussion at this meeting. He noted that general agreement had been reached previously on the contents of Parts 1 and 2, and that the focus was now on Parts 3 and 4.

2. Adoption of Agenda

The agenda was adopted as circulated.

3. Adoption of Record of Decisions - May 3, 1997 - Houston, Texas

The Record of Decisions from the Houston meeting were reviewed and approved by motion (Schmidt/Strawhorn).

4. Presentations - Research in Support of a North American Standard

i) Aluminum Association

Mr. Moore provided a brief presentation on the test program which had been completed on aluminum coils. He reported that the test procedures had been developed by Professor Perkins, and the results were used in part to validate the computer modeling techniques described in the final report. He indicated that the study had demonstrated that, with appropriate blocking, bracing and rubber mats, coils up to 12,500 lb. could be transported safely without tie-downs.

In discussion, it was agreed that the drafting group would review the report, and would direct any questions to Mr. Moore.

ii) Association of American Railways

Mr. Grosso was welcomed to the meeting, and thanked for the generous support provided by his organization to date, and in particular for the copies of background research reports and loading guidelines prepared by AAR. Mr. Grosso extended an invitation to members of the committee to visit the test facility in Pueblo. He indicated that his organization was pleased to contribute to this effort, and would be prepared to undertake specialized testing in support of the work if needed. He noted that his facilities were capable of testing highway trailers, including investigations into the effects of shocks and vibration.

iii) Release and Availability of Research Reports

Mr. McAlister reported on the availability of research reports stemming from the project, noting that an order form was included on the Internet site (www.ab.org/ccmta/ccma.html) for all reports. He indicated that all of the reports would be available from CMMTA for nominal charge, including the overall summary report.

5. Overview of Research and Standards Harmonization Process

Mr. Pearson a brief overview of the background to the project, including the cooperative research project, the organizational structure being used to develop a common international standard and the work completed to date.

6. North American Cargo Securement Standard - 5th Draft

a) Summary of Comments Received and Overview of Revisions

Mr. Pearson provided a presentation on the evolution of the standard through the first five drafts, along with a summary of the types of comments which had been provided to date. He reported that endorsement of the contents of Parts 1 and 2 had been provided at the last meeting in Houston, and that the primary focus for changes in Draft 5 had been on Parts 3 and 4.

He reported that, since the last meeting, a background document had been prepared by Mr. Billing in support of the selection of performance criteria (copies were distributed).

He noted that the original concept of preparing a performance based standard, in layman's language, with clear explanation of the requirements was presenting a challenge to the drafting group. He noted that while overall, stakeholders had expressed general support for the work completed to date, the more specific comments offered on the latest draft had fallen into two "camps". From the perspectives of enforcement of, and compliance with, a standard, it had been suggested that stronger language and more detail was required on specifically what must be done to comply. Conversely, as a performance based standard, others felt that too much detail and advice was being provided.

He noted that, in preparing Parts 3 and 4 of the latest draft, the drafting group had attempted to focus on the compulsory requirements of a new standard, and remove sections which simply provided advice, guidance or context information. He suggested that the evolution of the format for the standard had reached an important decision point if the expectations of the stakeholders were to be met.

In this regard he proposed that the standard be broken into two parts;

  • a strict description of compulsory requirements for cargo securement which must be met to comply with the North American standard and which will be expected for travel in Canada, the United States and Mexico
  • a more informative guide to cargo securement which will be of assistance to carriers and enforcement officials in selecting appropriate securement systems. It is envisaged that this guide would be comparable in form and style to the model developed in Australia and would serve as a resource in support of the training and educational package to be prepared on the standard.
In discussion of this proposal, it was noted that other standard setting organizations were going through similar exercises (eg. ISO, SAE), with distinction being made between "normative" requirements and "informative" guidelines. While support was expressed for the proposed division, it was generally agreed that both documents should be produced and released to a common schedule. It was noted that care would have to be taken to ensure that the "guide" included reference to the specific requirements of the standard, as it would likely be more widely read than the specific regulatory requirements. (ie. the guide must not conflict with the regulations)

In this discussion, other issues were raised related to the implementation and maintenance of a common North American standard including:

  • the need to provide a means to maintain the standard as a "living" document, with opportunity for changes and updates to be introduced and universally accepted, as required or desirable
  • recognition of the importance of consistency in fines and sanctions as an important component of a common standard
  • the need to recognize and, where appropriate, accept innovation in technology and securement systems
  • the virtues of adopting a common standard by reference in the regulations/legislation of all participating jurisdictions to ensure uniformity in requirements and to expedite the introduction of changes in the standard

It was agreed that the drafting group should consider these issues and prepare a report with recommendations for the next meeting of the committee in February.

It was noted that adoption by reference poses challenges for many jurisdictions, and further work is required to explore the feasibility of this approach. Mr. Thomas noted that FHWA would still be required to proceed through the rulemaking process even if the standard is ultimately to be adopted by reference.

In concluding this discussion, it was agreed that the standard would be prepared as two documents; one containing the prescriptive, compulsory requirements for cargo securement, and a second, companion guide to proper cargo securement techniques.

7. North American Standard Part 3: Cargo Securement Components

a) Overview of Revisions

Mr. Pearson provided a brief overview of the revisions which had been made to Part 3, noting in particular that the "advisory" sections had been largely removed to focus on the "must do" requirements.

He noted that the foundation for Part 3 was a proposed requirement that the capacity of all components of cargo securement systems must be rated and marked in accordance with recognized manufacturers standards. He suggested that, in the absence of rating and marking to recognized standards, the burden for assigning default strength values for securement equipment should not fall to governments. Consequently, at some point in the future, unmarked equipment will not be recognized as contributing to cargo securement (ie. default values for strength will be zero) unless recognized manufacturers standards include default values.

In discussion a number of issues and concerns were raised including:

  • recognition of the problem of labels and tags falling or wearing off equipment in service
  • the difficulty of rating the strength of securement systems built up from a variety of components (eg. strap assemblies comprising webbing, hooks, winches etc., load bars used in logistics rails). It was recognized that test procedures will be required for establishing the strength of the entire system as used, in addition to the establishing the strength of each of the components.
  • the need to provide a grandfather or "phase-out" period to allow existing equipment to serve it's useful life
  • the need to include clear and consistent definitions in both the securement standard and the manufacturers standards
  • recognition that some components can be easily rated and marked and other components present considerable difficulty (depending on how they are used or loaded). For example rating the strength of nailed wood blocking is difficult, if not impossible.
  • it would be advisable to divide Part 3 into two sections; one dealing with enclosed vans and one dealing with platforms

Mr. Carr spoke briefly to the difficulties presented by required the strength of van trailer walls to be rated and marked, noting that this would have to be discussed by the TTMA's Engineering Committee. It was noted that TTMA currently has recommended engineering standards for trailer bulkheads and walls, although it was not clear whether these are commonly used or reflect the strength characteristics of the current fleet.

It was noted that completion of Part 3 of the standard depended on receiving comments, strong support and contributions from the equipment manufacturing sectors, particularly with respect to identifying appropriate manufacturing standards which should be referenced.

b) References to Other Standards & Organizations

i) Web and Sling Tiedown Association (WSTDA)

Mr. Takacs provided an update on the updated and new standards being prepared by the association. He noted that the updated standard for Synthetic Webbing had been completed and was in the final balloting process. He indicated that a standard for winches had been completed, and would be distributed for balloting shortly. He indicated that comments from the committee would be welcomed, and to the extent possible, would be addressed in the redrafting process.

On behalf of the committee, the Co-Chairs commended Mr. Takacs for his excellent work in this area, and thanked him for providing working copies of the emerging standards to the drafting group for review.

ii) Truck Trailer Manufacturers Association (TTMA)

Mr. Carr reviewed the process used by TTMA's engineering committee to develop recommended practices. He noted the requests to TTMA to provide advice on the strength of anchor points and trailer walls, and committed to ensure that this was reviewed by the engineering committee at its meeting in October. It was noted that Mr. Minor and Mr. Strawhorn would be attending this meeting and could assist in the discussion of the information requirements of the securement standard.

Concerns were expressed with the prospect of completing the securement standard without better information on the strength of trailer bulkheads, walls and floors. It was agreed that a letter should be sent to TTMA from the Co-Chairs outlining the importance of this informaton for the standard, and requesting that a closer working relationship with TTMA be established to develop the information needed. In the absence of information from the trailer manufacturers, it was suggested that the material developed by AAR could be used.

iii) Waste Equipment Technology Association (WASTEC)

Mr. Legler briefly outlined new developments in the standards for containers, indicating that there was now a good correlation between the work on the cargo securement standard and the standards development process in his sector. He noted that the performance criteria had been embraced in the standards for Roll-on Roll-off containers, and that he expected final approval of the revised standard shortly. He indicated that he was willing to work closely with the drafting group in preparing the next draft of the standard.

iv) National Association of Chain Manufacturers (NACM)

Mr. Lucas provided a brief report on the status of the latest standards of NACM. He also briefly discussed the changes in strength rating which had occurred for specific chain types from earlier standards.

In concluding the discussion on Part 3, it was agreed that the committee should correspond with all relevant industry organizations to:

  • outline the status of the work being done on the North American Standard
  • explain the strength rating and marking requirements which have been proposed in Part 3
  • review the draft outline of specific commodities identified in Part 4 for prescriptive standards
  • seek their comments on the work completed to date, and their assistance and support in ensuring Parts 3 and 4 are complete

8. North American Standard Part 4: Proposed Specific Securement Requirements by Commodity Type

a) Presentations:

Mr. Pearson provided an introduction to this section, noting that the format and content of Part 4 had been revised significantly from the previous draft. He explained that the drafting group had revisited the approach to this section by focussing on commodities for which there appeared to be justification for development of prescriptive standards (ie. only "bears", no "bunnies").

He noted that the drafting group was anxious to receive comments on both the revised list of commodities which had been prepared, and on the specific requirements which were proposed for each. It was suggested that comments on specific sections of Part 4, or expression of interest in contributing, be directed to the appropriate member of the drafting group with responsibility for the section.

i) 4.1 - General Freight

A brief presentation was provided on this section of the draft by Mr. Pearson and Mr. Desrosiers. Mr. Sullivan also provided explanation of the objectives of the requirements for general freight.

In discussion some confusion was expressed with whether these requirements would apply to both vans and flatdecks, recognizing that it is often difficult to secure and/or tie-down articles within a van. It was suggested that the section be broken into two sections; one for vans, and one for flatdecks. There was also considerable discussion on the need to ensure that no cargo shifting occurs within vans, and the requirement to use void fillers or dunnage bags.

In general, support was expressed for the approach being taken to this section.

ii) 4.2 - Logs

Mr. Billing and Mr. Desrosiers provided an overview of this section. In discussion, it was agreed that logs deserved to be addressed as a specific commodity within Part 4. A number of editorial comments were offered for use in preparation of the next draft. It was noted that the forest industry should be invited to review the proposal and to participate in the preparation of this section.

iii) 4.3 - Dressed Lumber

Mr. Desrosiers provided an overview of this section, noting that the proposals contained in this section could also apply to the commodities of similar size and shape. In discussion of the issues, Mr. Desrosiers noted that the research had shown that the strapping of each level of bundles was important to exploit the restraint available from friction between the deck and the first layer of bundles and between each layer of bundles when stacked two or three high. He also indicated that meeting the longitudinal acceleration criteria could best be achieved by blocking against a bulkhead at the front of the trailer. It was noted that many flatdeck trailers are not equipped with bulkheads, and this requirement would pose serious problems for the current fleet. It was also noted that the second trailer in double trailer combinations are not fitted with bulkheads for operational reasons.

It was generally agreed that this section should be retained in the draft standard, and could be applied to transport of other commodities such as bundles of plywood, particle board and drywall.

iv) 4.4 - Metal Coils

Mr. Minor reviewed this section, noting that he had based the draft on the current requirements with amendments and additional provisions to reflect the findings of the research program. It was agreed that metal coils must be specifically addressed in the standard.

Some discussion of the need for specific requirements for transport of other metal products occurred, such as metal ingots and coils of wire. It was suggested that a weight theshold be established to distinguish between when commodities must be subject to special securement requirements or when the provisions for general freight will apply.

A number of editorial comments were offered on the text, along with the suggestion that additional pictures be used to clarify the requirements.

v) 4.5 - Paper Rolls

Mr. Minor reported that work on this section had not yet been completed, but indicated that a first draft would be available by the end of October.

vi) 4.6 - Concrete Pipes

Mr. Billing provided an overview of the draft of this section.

In discussion, representatives of the concrete pipe industry reported that joint efforts between the US and Canadian organizations had produced an agreement on common standards for transportation. He provided copies of the proposed standard and indicated that final approval of the proposal was imminent.

It was agreed that this section should be retained in the draft, and that the drafting group should work closely with the concrete pipe associations in preparing the next version.

vii) 4.7 - Drums

Mr. Desrosiers introduced this section, noting that it was not clear whether there should be special requirements for the transport of drums within the standard. He explained that the characteristics of drums can vary widely, depending upon their contents and the number being transported. He noted that drums filled with liquids or chain can be very heavy, and can pose challenges to securement. Similarly, while empty drums may not be heavy, their structural rigidity also poses challenges to securement, particularly when laid on their side.

In discussion it was agreed that the drafting group should consult with appropriate industry organizations (chemicals, petroleum products etc) on this section to review any guidelines which exist for loading and securement of drums.

viii) 4.8 - Pallets

Mr. Covello reviewed this section, noting that it was based in large part on the requirements found in the Australian guide. In discussion, it was agreed that this section should be included in the draft, with additional elaboration on the specific requirements for loading in vans versus flatdecks (eg. need to tie-down every pallet, use of dunnage etc).

ix) 4.9 - Containers

Mr. Minor reviewed this section noting that it was based primarily on existing federal requirements in the United States. The issue of using different acceleration levels for containers was raised, and questioned. It was agreed that Containers should be included as a section in Part 4. It was also agreed that the drafting group should review the ISO container standards in preparing the next draft.

x) 4.10 - Loose Bulk Loads

Mr. Covello reviewed this section, noting that it was based on the current requirements in Ontario. Mr. Legler offered to provide assistance with this section for the next draft.

xi) 4.11 - Automobiles

Mr. Neufeld reviewed this section. In discussion it was suggested that the automobile transport industry should be invited to review and comment on this proposal. Mr. Strawhorn indicated that he had forwarded a copy of Draft 5 to the national car carrier organization prior to the meeting.

xii) 4.12 - Heavy Construction Equipment:

Mr. Neufeld reviewed this section. As with car carriers, it was proposed that comments and participation of the heavy equipment manufacturers, and industry association such as SCRA be invited. Mr. Strawhorn offered to provide the names of additional contacts in this sector to Mr. Neufeld.

xiii) 4.13 - Crushed Vehicles

Mr. Neufeld reviewed this section. It was agreed that this commodity should be included in Part 4. In discussion, it was not known whether this sector was represented by an association.

xiv) 4.14 - Roll-on/Roll-off Containers

Mr. Desrosiers reviewed this section, noting that there appeared to be a need to ensure that both ends of the roll-on container are adequately secured to the transporting vehicle. He noted that good systems do exist in the field, but that some types of containers are not secured at the rear. Mr. Legler expressed strong support for including this section in the standard, and offered to work with the drafting group to complete this section.

In concluding the discussion of Part 4, it was agreed that industry participation in the preparation of the next draft was critical. It was agreed that all stakeholders should be invited to forward comments on Draft 5 to the drafting group by October 31, and in particular, to indicate their interest in contributing to the specific sections in Part 4 to the appropriate member of the drafting group.

9. Updates on Standards Initiatives

a) Canada

Mr. Neufeld reported that the anchor point standard would be published in Part 2 of the Canada Gazette shortly, for implementation one year after publication. He confirmed that this requirement would only apply to flatdeck trailers. He noted that a draft test procedure had been developed for anchor points, and was available for review by interested parties.

b) United States

Mr. Minor reported that the process of developing the cargo securement standard had been issued as an Advance Notice of Proposed Rulemaking earlier this year, and that the comments which had been received were generally supportive. He indicated that the intent was to proceed with development of the standard through this process with a target for completion in the latter part of 1998.

c) Mexico

Mr. McAlister reported that Mexico had indicated an interest in participating in this work, and that a representative of SCT was expected to be in attendance at the next meeting.

10. Training/Education Materials

The Co-Chairs sought direction from the committee on the timing of work to be done in preparing training materials for carriers and enforcement officials. In discussion it was agreed that work should begin immediately in developing a workplan for training and education on the research findings and the new standard.

It was agreed that a sub-committee would be formed, under the Chairmanship of Mr. Brian Doyle from the New Brunswick Solictor General's department, to begin work in this area. Interest in participating was also expressed by Rick Craig (OOIDA), Tom Pogue (Safety & Health I&E), Jack Legler (WASTEC), Larry Strawhorn (ATA), Paul Sullivan, Bud Branson, Jimmy Emonds (CVSA) and Evan MacKinnon (CTA). It was agreed that membership on this committee would be open to any interested parties. It was noted that interested parties should contact Sean McAlister at the CCMTA Secretariat.

It was further agreed that the committee would prepare a workplan and framework for development of this material for presentation at the next meeting of the full committee (February 1998).

11. Other Business

a) Dunnage Bags

Mr. Martin provided a brief overview of the use and application of air dunnage bags, noting that these were subject to design standards and in common usage as components of cargo securement. In discussion it was agreed that discussion of these devices would be included in the guide, but could not be made a compulsory requirement of the standard.

b) Nicholson Track Tight

Mr. Nicholson provided materials on the system which his company had developed for securement of heavy construction equipment on highway trailers, and provided a copy of a video tape to the secretary for review by the drafting group.

12. Next Meeting

It was reported that the next meeting would be held in Toronto in mid-February 1998. In view of the importance of this meeting, it was noted that it would likely be over two days.

13. Adjournment

The Co-Chairs thanked the participants for a productive session and adjourned the meeting.

_______________________________________________

Attachment 1

Part 4: Prescriptive Cargo Securement Standards

Drafting Group Responsibilities

Comments on Part 4 can be made through the web page or by contacting the appropriate member of the drafting group.

Section
Contact(s)
4.1 General Freight G. Desrosiers, J. Pearson, P.Sullivan
4.2 Logs J. Billing, G. Desrosiers
4.3 Dressed Lumber G. Desrosiers
4.4 Metal Coils L. Minor
4.5 Paper Rolls L. Minor
4.6 Concrete Pipe J. Billing, G. Desrosiers
4.7 Drums G. Desrosiers
4.8 Pallets R. Covello
4.9 Containers L. Minor
4.10 Loose Bulk Loads R. Covello
4.11 Automobiles J. Neufeld
4.12 Heavy Construction Equipment J. Neufeld
4.13 Crushed Vehicles J. Neufeld
4.14 Roll-on/Roll-Off Containers G. Desrosiers

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